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SFC Publishes Review of SEHK's Performance in Regulating Listing Matters
Recommend 7 Positive 7 Negative 1 |
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The Securities and Futures Commission (SFC) released a report on its review of the performance of The Stock Exchange of Hong Kong (SEHK) in regulating listing matters during 2022 and 2023. During the review, the SFC assessed the general operations, processes and procedures of SEHK's Listing Division. It also weighed up SEHK's performance in handling issuers' non-compliance with the Listing Rule requirements on the disclosure of material information, handling issuers' unusual stock price and volume movements, and vetting IPO applications. The SFC noted in the latest review report that SEHK had taken steps to respond to its recommendations made in the 2022 report. In the meantime, the SFC identified several areas for improvement on this year's review topics along with further recommendations for SEHK. The SFC will work closely with SEHK to implement the recommendations, in order to uphold the integrity of Hong Kong's listing market and strengthen its resilience. AAStocks Financial News |
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